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Featured Articles
Helping people with disabilities access critical financial resources to support their wellbeing
Resources like the Disability Tax Credit (DTC), Canada Disability Benefit (CDB) and Registered Disability Savings Plans (RDSPs) provide crucial financial support to people with disabilities, helping them (or their caregivers) plan for their future security and ensure they continue to have the supports and care they need to live full and healthy lives.
Partner In Focus: Junior Achievement Canada
This November for Financial Literacy Month, CIRO is encouraging adults to “Talk Money” with kids and youth by providing a Parents’ Guide to Raising Money-Smart Kids. But another way might be found through Junior Achievement Canada (JA Canada).
How CIRO is empowering DIY investors to make informed decisions
The Canadian Investment Regulatory Organization (CIRO) recently published new guidance for the order execution only (OEO) channel that will help do-it-yourself investors make informed investment decisions by giving them greater access to educational materials and resources from CIRO-regulated OEO dealer firms.
How Agile Regulation of Consumer-Driven Banking Can Drive Innovation and Protect Investors
The Canadian Investment Regulatory Organization (CIRO) is currently exploring the best options for moving the dial forward on consumer-driven banking while minimizing risks to consumers. CIRO’s 2025-2027 Strategic Plan identified the need for transformational initiatives to advance the structure of regulation in Canada specifically aimed at enabling innovation, while still maintaining strong investor protections.
For Lincoln Alexander – It’s a Question of Doing the Right Thing
Black History Month is a time to celebrate and honour Black leaders and trailblazers in Canada. Sometimes that includes making sure the history books are accessible to all Canadians.
What Team Empowerment Looks Like
Throughout my career as a securities lawyer and in my current role as General Counsel and Corporate Secretary at CIRO, I’ve worked on countless teams.
What CIRO Does with Member Conduct Complaints
Have you ever wondered what happens when there is a complaint about misconduct at an investment or mutual fund dealer?
We had the honour of hosting Commander Paul Smith a few weeks ago to share some of his experiences on leadership during his time in the Canadian Navy.
Financial Literacy Month 2024: CIRO Survey Highlights Canadians’ Financial Confidence and Challenges
Empty Promises: Romance Scams, Crypto and Getting Rich Quick
Canadians should be aware of the threat of sophisticated scams involving prolonged communications and relationships built through social media, dating apps and websites, and through text messages.
World Investor Week 2024 – Educating and Protecting Investors
CIRO is proud to participate in World Investor Week (WIW) from October 7 – October 13 2024.
Regulatory Integration and Evolution Continue — CIRO Releases Second Annual Report
The Canadian Investment Regulatory Organization (CIRO) has released its Annual Report for the 2024 fiscal year.
What CIRO does with Market Conduct Complaints
Have you ever wondered what happens when there is a complaint about potential misconduct in the capital markets?
The Enforcement Report: A Year in Review
CIRO’s annual Enforcement Report offers an insightful look into the department's efforts to protect investors from unfair, improper, or fraudulent practices.
Canadian investor confidence low as knock-on pressure of inflation hits savings, investments
Canadians’ confidence in achieving their financial goals has been impacted by inflation and increases in the cost of living.
IOSCO appoints Andrew J. Kriegler to Chair the Affiliate Members Consultative Committee
Earlier this week, the International Organization of Securities Commissions (IOSCO) appointed CIRO CEO, Andrew J. Kriegler, to chair the Affiliate Members Consultative Committee (AMCC).
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Email: publicaffairs@ciro.ca
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You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.