Investor Advisory Panel Agenda — January 30, 2024

Meeting DateTuesday January 30, 2024
Meeting Time1 PM – 5 PM EST
LocationVideoconference
Members

Dorothy Sanford (Chair)

Heidi Conrad (Vice Chair)

Kerry Baisley

James Emmerton

Cristie Ford

Andrew Nicholson

Enoch Omololu

Invitees

CIRO staff:

Matthew Brady – VP, Office of the Investor

Sarah Asals – Manager, Office of the Investor

Phil Devault – Director, Member Regulation Policy

Karen McGuinness – SVP, Office of the Investor, Membership Intake & Innovation

External Participants:

Michelle Thomas, CPA Canada, Director, Regulatory Affairs and Independence Standards

 

TIME (EST)AGENDA ITEMSPRESENTERS
1:00 – 1:45 PM1. Proposal from CPA CanadaMichelle Thomas, CPA Canada
1:45 – 2:30 PM2. Phase 3 CIRO Rule AmendmentsPhil Devault
2:30 – 3:15 PM3. CSA’s OBSI Proposal

Karen McGuinness

Matthew Brady

3:15 - 3:30 PMBREAK
3:30 – 4:15 PM4. CIRO’s Arbitration ProgramKaren McGuinness
4:15 – 5:00 PM5. General Discussion and Administrative Matters

Dorothy Sanford

Karen McGuinness

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.