Investor Advisory Panel Agenda - October 27, 2023 | Canadian Investment Regulatory Organization

Meeting Date	Friday, October 27, 2023
Meeting Time	12PM – 5PM EST
Location	Videoconference
Members	Dorothy Sanford (Chair) Moshe Milevsky (Vice Chair) Kerry Baisley Heidi Conrad James Emmerton Cristie Ford François Lavallée Andrew Nicholson Enoch Omololu
Invitees	CIRO staff: Matthew Brady – VP, Office of the Investor Madeleine Cooper – Senior Policy Counsel, Member Regulation Policy Susan Farrell – Director, Case Assessment / Complaints & Inquiries Sonali GuptaBhaya – VP, Market Policy & Trading Conduct Compliance (Acting) Karen McGuinness – SVP, Office of the Investor, Membership Intake & Innovation Tatsiana Okun – Associate General Counsel, Litigation Sheila Wong – Director, Case Assessment External Participants: Sarah Bradley – CEO, OBSI Mark Wright – Director of Communications and Stakeholder Relations, OBSI

TIME (EST)	AGENDA ITEMS	PRESENTERS
12:00 – 12:30 PM	1. Short Selling Proposal	Sonali GuptaBhaya Theodora Lam
12:30 – 1:00 PM	2. Office of the Investor - Blueprint	Karen McGuinness Matthew Brady
1:00 – 1:15 PM	3. The Complaint Landscape	Karen McGuinness Matthew Brady
1:15 – 2:00 PM	4. CIRO’s Complaints Process	Susan Farrell Sheila Wong
2:00 – 2:30 PM	BREAK
2:30 – 3:15 PM	5. OBSI Presentations	Sarah Bradley Mark Wright
3:15 – 3:45 PM	6. Complaint Handling – Policy Consultation	Madeleine Cooper
3:45 – 4:15PM	7. Arbitration Program Review	Tatsiana Okun
4:15 – 5:00 PM	8. General Discussion and Administrative Matters	Dorothy Sanford

Investor Advisory Panel Agenda — October 27, 2023