Securities Trading on Multiple Marketplaces — Partially Repealed Guidance

2006-017
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR

3.1 Restrictions on Short Selling – Repealed

5.1 Best Execution of Client Orders – Repealed

5.3 Client Priority

7.7 Trading During Certain Securities Transactions

8.1 Client-Principal Trading

Contact

Market Regulation Services Inc.

Download file version

2006-017
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR

3.1 Restrictions on Short Selling – Repealed

5.1 Best Execution of Client Orders – Repealed

5.3 Client Priority

7.7 Trading During Certain Securities Transactions

8.1 Client-Principal Trading

Contact

Market Regulation Services Inc.

Other Notices associated with this Enforcement Proceeding:

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