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Entering Client Orders on Non-transparent Marketplaces and Facilities — Partially Repealed Guidance
2007-019
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Legal and Compliance
Trading
Rulebook connection
UMIR
5.1 Best Execution of Client Orders – Repealed
5.2 Best Price Obligation – Repealed
5.3 Client Priority
6.3 Exposure of Client Orders
Contact
Market Regulation Services Inc.
2007-019
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Legal and Compliance
Trading
Rulebook connection
UMIR
5.1 Best Execution of Client Orders – Repealed
5.2 Best Price Obligation – Repealed
5.3 Client Priority
6.3 Exposure of Client Orders
Contact
Market Regulation Services Inc.
Other Notices associated with this Enforcement Proceeding:
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