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Compliance Requirements for Order-Execution Services
2007-011
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR
7.1 Trading Supervision Obligations
Contact
Market Regulation Services Inc.
2007-011
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR
7.1 Trading Supervision Obligations
Contact
Market Regulation Services Inc.
Other Notices associated with this Enforcement Proceeding:
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