MFDA Member Regulation Webcast

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Type:
Member Bulletin
Division
Mutual Fund Dealer

The MFDA is hosting a recorded webcast to provide guidance to Members on the following topics:

  • Client Focused Reforms - Conflicts of Interest
  • Continuing Education
  • Trusted Contact Persons and Temporary Holds
  • Complaint Handling  

Please note that this webcast qualifies for 1.5 business conduct credits under the MFDA CE Program.  Credits will be automatically updated on CERTS the month after the webcast has been viewed. To obtain these credits, Participants:

  • Must view the entire webcast; and
  • Must have entered their MFDA ID# on the registration page.

Upon registering for the Webcast, you will be emailed a link and password.  We recommend Chrome, Firefox, Safari or Edge for the best user experience.

If you require more information, or experience any difficulties, please contact us at membershipservices@mfda.ca.

bulletin0888-M
Type:
Member Bulletin
Division
Mutual Fund Dealer

Other Notices associated with this Enforcement Proceeding:

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