Derksen, Ken

File Number

202222

Status

Concluded

Outcome

Costs $10000.00; Fine $315000.00; Permanent Prohibition

Relevant documents:

Re Derksen 2023 CIRO 45

Derksen, Ken - Order - 202222

Derksen, Ken - Notice of Hearing - 202222

Notices about this Proceeding:

06/02/22

MFDA announces disciplinary proceeding in respect of Ken Derksen

Type:

Hearing Notice

07/06/22

MFDA schedules date for Hearing on the Merits in the matter of Ken Derksen

Type:

Hearing Notice

12/09/22

MFDA Hearing Panel makes findings of misconduct and imposes sanctions against Ken Derksen

Type:

Decision Notice

11/14/23

CIRO Hearing Panel issues Reasons for Decision in the matter of Ken David Derksen

Type:

Decision Notice

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