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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Addison, Blair | 5 June 2019 | $1,622,892 | ON | None |
| Adeola, Tolu | 20 February 2015 | $260,000 | ON | None |
| Agarwal, Satya | 29 September 2015 | $40,000 | ON | None |
| Ahn, Harold Hee | 24 May 2011 | $1,057,000 | ON | None |
| Ahrens, Robert Justin | 29 September 2014 | $20,000 | BC | None |
| Aksomitis, Carla-Marie | 24 May 2016 | $74,500 | NS | None |
| Ali, Amin | 20 September 2022 | $60,000 | ON | None |
| Allison, Lorne Stuart | 26 November 2024 | $80,000 | BC | None |
| Alteon, Sandly | 11 June 2025 | $40,000 | ON | None |
| Andersen, Robin | 28 February 2006 | $200,000 | AB | Partial |
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