CIRO Advisory Committees

Project Details:

This webcast provides an overview of CIRO’s advisory committee structure, summarizing the role and structure of the following:

  • Financial and Operations Advisory Section (FOAS)
  • Conduct, Compliance and Legal Advisory Section (CCLS)
  • Market Rules Advisory Committee (MRAC)
  • Fixed Income Advisory Committee (FIAC)
  • Proficiency Committee
  • National Council & 7 Regional Councils

Program Details

Continuing Education Credit:
Investment Dealer CE Credit: Compliance: 0.50; Mutual Fund Dealer CE Credit: Business Conduct, Non-Ethics: 0.50
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