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Legacy Fee Models for Investment Dealers
CIRO’s Interim Fee Model Guidelines Applicable to Investment Dealer Members and Marketplace Members provide comprehensive information on fees collected pursuant to four fee models:
- Dealer Member Fee Model
- Equity Market Regulation Fee Model
- Debt Market Regulation Fee Model
- Debt Information Processor Fee Model
Supporting Resources
- Revenue Tier for FY2025 Dealer Member Fees (PDF)
- Member New Issue Levy Form (Excel)
- New Member Applicant Fee Guideline for FY2025 (Excel)
Related Notices
- 22-0182 - Integration Cost Recovery Fee Model Guideline
- 22-0181 - IIROC Fee Model Guidelines – Update November 2022
- 21-0238 - IIROC Fee Model Guidelines – Update December 2021
- 21-0081 - IIROC Fee Model Guidelines – Update April 2021
- 21-0080 - Removal of the risk component of the annual fees paid by Dealer Members effective April 1, 2021
- 18-0081 - IIROC Fee Model Guidelines – Update 2018
- 18-0072 - Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model effective April 1, 2018
- 17-0243 - Proposed Amendments to the Minimum Dealer Regulation Fee Component of the Dealer Member Fee Model
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