Tips for Traders Montreal – November 21, 2024

CIRO is pleased to invite you to attend “Tips for Traders Montreal”, which will take place on Thursday, November 21, 2024, from 4:30-5:30 pm (registration opens at 4:00 pm), at the Centre Mont Royal, Salon Cartier I, 3^rd floor, 2200 Mansfield Street. A reception will take place following the presentation.

While most of the presentation will be in English, some content will be delivered in French.

CIRO’s Alex Taylor, Vice-President, Market Surveillance, Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance, and Michael Librizzi, Vice President, Trading Review & Analysis and Montreal Trading will highlight the following topics:

• Proposal to harmonize trading increments with SEC rules
• Short selling
• Exemption request process
• Order marking - client identifier issue noted in several examinations
• Cross-Asset phase II & III
• Status on Crypto surveillance
• Monitoring of the CORRA rate and alerts we are developing on interest rate futures
• Equity market surveillance recent trends and observations

This event qualifies for Compliance CE credit. CE letters will be distributed at the conclusion of the presentation.

Register for the November 21 event.