CIRO to Hold a Disciplinary Hearing for Louis Josh Lieff

Toronto (Ontario), February 10, 2025 – An initial appearance has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules to set a date for a disciplinary hearing in the matter of Louis Josh Lieff.

The initial appearance is open to the public unless the hearing panel orders otherwise. The date for the disciplinary hearing will be made available at www.ciro.ca.

Initial Appearance Date: March 4, 2025 at 10:00 am (Eastern Time)

Location: Toronto, Ontario (via videoconference)

Members of the public who would like to obtain further particulars should fill out this form.

The hearing concerns allegations that Louis Lieff:

1. engaged in securities related business outside the Dealer Member by recommending, selling, or facilitating investments in the purchase and resale of used vehicles, and
2. engaged in unapproved outside activities in relation to facilitating investments in the purchase and resale of used vehicles.

The Notice of Hearing and Statement of Allegations which set out the allegations are available at:

Lieff, Louis Josh – Notice of Hearing and Statement of Allegations

The alleged violations occurred while Louis Lieff was a Registered Representative with Quadrus Investment Services Ltd. in Concord, Ontario. Louis Lieff is not currently registered in the securities industry in any capacity.