2024 CIRO Innovation Forum panels — Evolution of Do-It-Yourself and Order Execution-Only session

Project Details:

Technology has enabled greater access to financial markets for retail investors. This session explores the evolution, current state, and future trends of self-directed investing and order execution-only platforms. The panel discusses the challenges and opportunities presented by the rise of online brokers while providing insights into the evolving landscape of Canadian investor needs, as learned from CIRO’s inaugural investor survey.

The moderator and presenters include:

  • Matthew Brady, Vice-President, Office of the Investor, CIRO
  • Mary Joyce Empensando, Chief Compliance Officer, Regulated Entities, Questrade Financial Group
  • Rami Thabet, Senior Vice-President, Digital, RBC
  • Christine Zalzal, Senior Vice-President, Head of Online Brokerage and Digital Wealth, Aviso Wealth
Register for the webcast
Continuing Education Credit:
Investment Dealer CE Credit: Compliance: 0.75; Mutual Fund Dealer CE Credit: Business Conduct, Non-Ethics: 0.75
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