Highlights of CIRO’s 2025 Compliance Report: Helping Dealers with Compliance

Project Details:

A key theme of CIRO’s Compliance Report for 2025: Helping Dealers with Compliance is the relationship between technologies used in the investment ecosystem and managing their risks to protect investors. This webcast outlines some of the emerging issues and challenges that Members regulated by CIRO should focus on to improve investor protection and foster market integrity.

Program Details

Register for the webcast
Continuing Education Credit:
Investment Dealer CE Credit: Compliance: 0.5; Mutual Fund Dealer CE Credit: Business Conduct, Non-Ethics: 0.5
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