New Webcast: Tips for Traders — Montreal

This webcast is a recording of the in-person “Tips for Traders” event which took place on November 21, 2024 in Montreal.

In the webcast, CIRO’s Alex Taylor, Vice-President, Market Surveillance, Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance, and Michael Librizzi, Vice President, Trading Review & Analysis and Montreal Trading highlight the following topics:

• Proposal to harmonize trading increments with SEC rules
• Short selling
• Exemption request process
• Order marking - client identifier issue noted in several examinations
• Cross-Asset phase II & III
• Status on Crypto surveillance
• Monitoring of the CORRA rate and alerts we are developing on interest rate futures
• Equity market surveillance recent trends and observations

While most of the presentation is in English, some content is delivered in French.

There will be 1.0 Compliance continuing education credit available under the Investment Dealer CE program and 1.0 Business Conduct (non-ethics) credit available under the Mutual Fund Dealer CE program.

Register for the webcast.

View CIRO's full list of CE accredited webcasts.