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Canaccord Genuity Corp.
File Number
Date Commenced:
Date Concluded:
Status
Concluded
Key Allegations
Gatekeeper Obligations
Outcome
Fine $600,000; Disgorgement $2,200,000; Costs $50,000
Relevant documents:
Notices about this Proceeding:
CIRO Hearing Panel issues Reasons for Decision in the matter of Canaccord Genuity Corp.
Type:
Decision Notice
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