New Webcast: Highlights of CIRO’s 2024 – 25 Enforcement Report

Enforcement plays a key role in our mission to protect investors, provide efficient and consistent regulation, and build Canadians’ trust in financial regulation and the people managing their investments. CIRO’s Enforcement team pursues cases that prevent future wrongdoing and improve industry standards and practices.

The webcast features CIRO’s Charles Corlett, Vice-President, Enforcement, Charles Toth, Vice-President, Complaint Intake and Operations, Tatsiana Okun, Associate General Counsel, Litigation, Samantha Wu, Enforcement Counsel. Alan Melamud, Senior Enforcement Counsel and Rob DelFrate, Senior Enforcement Counsel. In this session, participants will:

• Provide an overview of enforcement’s priorities and goals;
• Discuss key achievements and results;
• Highlight the tool of disgorgement as it is currently used;
• Discuss CIRO’s Disgorgement project;
• Touch upon some of the cases highlighted in the Enforcement Report.

The webcast will be available on June 25, 2025.

There will be 0.5 Compliance continuing education credits available under the Investment Dealer (formerly IIROC) CE program and 0.5 Business Conduct (non-ethics) credits available under the Mutual Fund Dealer (formerly MFDA) CE program.

Register for the webcast.

View CIRO's full list of CE accredited webcasts.