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Northeast Financial Consultants, LLC
25-0307
Type: Member Bulletin >
Change in Control/Ownership
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The Canadian Investment Regulatory Organization have approved a change of control whereby CI Financial Corp., the holding company of CI Investment Services Inc., Assante Financial, Assante Capital and Aligned Capital, will acquire all the issued and outstanding shares of Northeast Financial Consultants, LLC.
The effective date of this transaction was August 26, 2025.
25-0307
Type: Member Bulletin >
Change in Control/Ownership
Distribute internally to
Corporate Finance
Credit
Institutional
Legal and Compliance
Research
Retail
Senior Management
Trading Desk
Contact
Membership Services
Other Notices associated with this Enforcement Proceeding:
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