Investor Advisory Panel Agenda - February 4, 2026 | Canadian Investment Regulatory Organization

Meeting Date	Wednesday February 4, 2026
Meeting Time	1:00PM to 4:30PM EST
Location	Videoconference
Members	Dorothy Sanford (Chair) Heidi Conrad (Vice Chair) Kerry Baisley James Emmerton Andrew Nicholson Enoch Omololu Paul Archer Hélène Belleau
Invitees	CIRO Staff: Alexandra Williams – SVP, Strategy, Innovation and Stakeholder Protection Matthew Brady – VP, Office of the Investor Sarah Asals – Manager, Office of the Investor Phil Devault, VP, Member Regulation Policy Alessia Crescenzi, Director, Business Conduct Policy, Member Regulation Policy Catherine Rahwan, Director, Financial & Operations Policy, Member Regulation Policy Susan Copland, Senior Policy Counsel, Member Regulation Policy April Engelberg, Senior Policy Counsel, Member Regulation Policy Rubal Bhadu, Senior Policy Counsel, Member Regulation Policy Suzanne Lasrado, VP, Strategy, Innovation & Member Services Stuart Wilkinson, Director, Corporate Strategy Richard Corner, VP & Chief Policy Advisor, Member Regulation Harvey Asiedu-Akrofi, Legal Counsel, Proficiency Jonathan Germain, Manager, Continuing Education, Proficiency

TIME (EST)	AGENDA ITEMS	PRESENTERS
1:00 - 2:30PM	1. Member Regulation Policy update: Policy consultation process overview Regulation of Finfluencer Activity Next steps on complaint response timelines Access to online advice	Phil Devault Alessia Crescenzi Catherine Rahwan April Engelberg Susan Copland Rubal Bhadu
2:30 - 3:15PM	2. CIRO Annual Priorities and Strategic Initiatives	Suzanne Lasrado Stuart Wilkinson
3:15 - 3:45PM	3. Advisor Incorporation Policy Initiative	Richard Corner
3:45 - 4:15PM	4. Phase 2 of CIRO’s Continuing Education Harmonization	Harvey Asiedu-Akrofi Jonathan Germain
4:15 - 4:30PM	5. General and Administrative Items	Dorothy Sanford

Investor Advisory Panel Agenda — February 4, 2026