Investor Advisory Panel Agenda - March 24, 2023 | Canadian Investment Regulatory Organization

Meeting Date	Friday, March 24, 2023
Meeting Time	1PM – 5PM EST
Location	Videoconference
Members	Dorothy Sanford (Chair) Moshe Milevsky (Vice Chair) Kerry Baisley Heidi Conrad James Emmerton Cristie Ford François Lavallée Andrew Nicholson Enoch Omololu
Invitees	CIRO staff: Jennifer Armstrong – General Counsel & Corporate Secretary Richard Corner – Vice-President and Chief Policy Advisor, Member Regulation Sean Hamilton – Director, Public Affairs & Member Education Suzanne Lasrado – Vice-President, Member Services & Innovation (acting) Karen McGuinness – SVP Member Regulation (MFD), Membership Intake & Innovation Tatsiana Okun – Associate General Counsel, Litigation Elsa Renzella – SVP Enforcement & Registration Andrew Werbowski – Director, Enforcement Litigation External: Jean-Paul Bureaud, Executive Director, President and CEO, FAIR Canada Erin O’Connor, Managing Director & EVP, HiFi

TIME (EST)	AGENDA ITEMS	PRESENTERS
1:00 – 1:45 PM	1. CIRO Branding update	Sean Hamilton Erin O’Connor
1:45 – 2:15 PM	2. Disgorgement proposal	Tatsiana Okun Elsa Renzella Andrew Werbowski
2:15 – 2:45 PM	3. Approach for the development and implementation of consolidated CIRO Dealer Rules	Richard Corner
2:45 – 3:00 PM	BREAK
3:00 – 4:00 PM	4. FAIR Canada Investor Survey	Jean-Paul Bureaud
4:00 – 5:00 PM	5. Administrative matters	Dorothy Sanford

Investor Advisory Panel Agenda — March 24, 2023