Publication of Proposed Provisions Respecting Client Identifiers

Summary/details:

IIROC is publishing for comment proposed amendments (Proposed Amendments) to the Universal Market Integrity Rules (UMIR) and the Dealer Member Rules (DMR) that would require Dealer Members to report client identifiers to IIROC.

Relevant documents:

Date opened: June 28, 2018

Comments Due By: September 26, 2018

Status: Closed

Bulletins about this consultation:

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