Search for an AdvisorReport

This tool will allow you to look up the name of an advisor and see:

  • Whether they are currently or formerly regulated by CIRO
  • Their approval categories, what provinces they can work in, and any terms or conditions on their license
  • Former firms they have worked with
  • Industry courses, training and exams they have taken, and
  • Any regulatory disclosures of disciplinary actions they have been a party to.

Details on an advisor’s regulatory history with CIRO is only available for currently regulated advisors. To look up an enforcement action against a formerly regulated advisor, search for them on our enforcement page.

AdvisorReports are not available for individuals registered under the Mutual Fund Dealer category. You can search the CSA’s National Registration Search database for information pertaining to individuals registered with a Mutual Fund Dealer and/or firms that are registered as both a Mutual Fund Dealer and Investment Dealer.

Can’t find what you’re looking for?

Not sure if you are looking in the right place? Maybe you’re looking for a dealer name instead, or need to know if they are still regulated by CIRO? Follow the link below for other resources and search tips.

Other Search Resources
Required*
Enter the individual's last name.
Optional: Narrow your results
Enter the individual's first name, or the first few letters of their first name.
Look up the firm the individual works at by typing in the field or selecting from the dropdown.

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