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2024 MFD Financial Filing Deadlines
23-0196
Type: Administrative Bulletin >
General
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CIRO mutual fund dealer Members are reminded that they are required to file an unaudited Form 1 no later than 20 business days after the month-end and an audited Form 1 no later than 90 days after the Member’s fiscal year-end.
The unaudited Form 1 and audited Form 1 filing deadlines for 2024 are as follows:
Unaudited Form 1 | Audited Form 1 | ||
|---|---|---|---|
Month Ending | Due | Fiscal Year Ending | Due |
January 31, 2024 | February 29, 2024 | January 31, 2024 | April 30, 2024 |
February 29, 2024 | March 28, 2024 | February 29, 2024 | May 29, 2024 |
March 31, 2024 | April 26, 2024 | March 31, 2024 | July 2, 2024 |
April 30, 2024 | May 29, 2024 | April 30, 2024 | July 29, 2024 |
May 31, 2024 | July 2, 2024 | May 31, 2024 | August 29, 2024 |
June 30, 2024 | July 29, 2024 | June 30, 2024 | October 1, 2024 |
July 31, 2024 | August 29, 2024 | July 31, 2024 | October 29, 2024 |
August 31, 2024 | October 1, 2024 | August 31, 2024 | November 29, 2024 |
September 30, 2024 | October 29, 2024 | September 30, 2024 | December 30, 2024 |
October 31, 2024 | November 29, 2024 | October 31, 2024 | January 29, 2025 |
November 30, 2024 | December 31, 2024 | November 30, 2024 | February 28, 2025 |
December 31, 2024 | January 29, 2025 | December 31, 2024 | March 31, 2025 |
The above due dates take into consideration all national and provincial statutory holidays.
Late filing fee
Please be advised that delays in the EFS-IFRS electronic filing will trigger a late filing fee by our accounting department as follows:
| Name of Filing | Filing Deadline | Fine |
|---|---|---|
| Annual Audited Form 1 | Within 90 days of Member’s fiscal year-end | $250/business day |
| Unaudited Form 1 | Within 20 business days of the month-end. Earlier filing deadlines apply to those subject to early warning. | $100/business day |
| Any other form or report requested by the Corporation under Rule 3. | As determined by the Corporation | $100/business day |
23-0196
Type: Administrative Bulletin >
General
Distribute internally to
Internal Audit
Regulatory Reporting
Senior Management
Contact
Other Notices associated with this Enforcement Proceeding:
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