2026 MFD Financial Filing Deadlines

25-0349
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CIRO mutual fund dealer Members are reminded that they are required to file an unaudited Form 1 no later than 20 business days after the month-end and an audited Form 1 no later than 90 days after the Member’s fiscal year-end.

The unaudited Form 1 and audited Form 1 filing deadlines for 2026 are as follows:

Unaudited Form 1Audited Form 1
Month EndingDueFiscal Year EndingDue
January 31, 2026March 2, 2026January 31, 2026May 1, 2026
February 28, 2026March 27, 2026February 28, 2026May 29, 2026
March 31, 2026April 29, 2026March 31, 2026June 29, 2026
April 30, 2026May 29, 2026April 30, 2026July 29, 2026
May 31, 2026June 29, 2026May 31, 2026August 31, 2026
June 30, 2026July 29, 2026June 30, 2026September 28, 2026
July 31, 2026August 31, 2026July 31, 2026October 29, 2026
August 31, 2026September 29, 2026August 31, 2026November 30, 2026
September 30, 2026October 29, 2026September 30, 2026December 29, 2026
October 31, 2026November 30, 2026October 31, 2026January 29, 2027
November 30, 2026December 30, 2026November 30, 2026March 1, 2027
December 31, 2026January 29, 2027December 31, 2026March 31, 2027

The due dates for the unaudited Form 1 take into consideration all national and provincial statutory holidays.

Late filing fee

Please be advised that delays in the EFS-IFRS electronic filing will trigger a late filing fee by our accounting department as follows:

Name of FilingFiling DeadlineFine
Audited Form 1Within 90 days of Member’s fiscal year-end$250/business day
Unaudited Form 1Within 20 business days of the month-end. Earlier filing deadlines apply to those subject to early warning.$100/business day
Any other form or report requested by the Corporation under Rule 3.As determined by the Corporation$100/business day
25-0349
Type: Administrative Bulletin >
General
Distribute internally to
Internal Audit
Regulatory Reporting
Senior Management
Division
Mutual Fund Dealer

Contact

Other Notices associated with this Enforcement Proceeding:

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