Alert:
For more information on the cybersecurity incident, please visit the cybersecurity incident page.
Alert:
For more information on the cybersecurity incident, please visit the cybersecurity incident page.
The applicable securities regulatory authorities have approved amendments to Dealer Member Rule (DMR) 200.2(l)(x)(B) on trade-confirmation suppression requirements (the Amendments).
The Amendments were published for comment on April 20, 2017 in IIROC Rules Notice 17-0088 - Amendments to trade-confirmation suppression requirements (Notice 17-0088). All relevant background information, including the objectives of the Amendments, is set out in Notice 17-0088.
We received two comment letters in response to Notice 17-0088. One comment letter was fully supportive of the Amendments and the second comment letter was supportive of parts of the Amendments and suggested an alternative approach. Our response to the comments received is provided in Appendix C.
Appendix A – Black-line comparison of the Amendments to the current DMR
Appendix B – Black-line comparison of the proposed plain-language version of the Amendments to the most recently published proposed plain language rule1
Appendix C – Summary of comments received and IIROC response.
The Amendments are effective immediately.
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