New Webcast: Crypto Asset Trading Platforms — Applying for CIRO Membership

25-0104
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On August 6, 2024, the Canadian Securities Administrators (CSA) and CIRO issued a news release reminding Crypto Asset Trading Platforms (CTPs) to prioritize their applications for registration as Investment Dealers and CIRO membership. In addition to the guidance and tools already available for applicants, CIRO has also recently released new tools to support new CTP applicants and existing CIRO Dealer Members that would like to add a CTP line of business.

In this webcast, Marinela Mariscal, Vice-President, Member Intake and Yassmine Ghobrial, Director, Member Intake provide an overview of the CTP application process and key requirements. They also introduce the Supplemental Documentation Checklist for Crypto Asset Trading Platforms which is a new resource available to assist CTP applicants in preparing a complete application submission.

There will be 0.25 Compliance continuing education credits available under the Investment Dealer (formerly IIROC) CE program. This webcast is not eligible for CIRO-MFD CE credit.

Register for the webcast.

View CIRO's full list of CE accredited webcasts.

25-0104
Type:
Education Bulletin
Distribute internally to
Corporate Finance
Credit
Institutional
Internal Audit
Legal and Compliance
Operations
Registration
Regulatory Accounting
Research
Retail
Senior Management
Trading Desk
Training

Contact

Other Notices associated with this Enforcement Proceeding:

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