New Webcast: Tips for Traders hosted by the Canadian Security Traders Association (CSTA)

CIRO’s Alex Taylor, Vice-President, Market Surveillance and Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), discussed the following topics in this webcast:

• Short Selling
• Seeking UMIR Exemptions
• ETF Trading
• Surveillance Trends
• SEC Market Proposals – Canadian Consultation

This webcast will be available on December 6, 2023.

There will be 0.50 Compliance continuing education credits available.

Register for the webcast.

View the CIRO (and former IIROC) full list of CE accredited webcasts.

View the Mutual Fund Dealer Division’s (formerly MFDA) list of CE accredited webcasts issued for the Mutual Fund Dealer CE Program.

Note: Participants in the Mutual Fund Dealer Division CE program can take the IIROC CE accredited webcasts and enter attendance on the MFDA CE Reporting and Tracking System (CERTS). Please refer to the Course Catalogue in CERTS to confirm eligibility.