Specific Questions Related to trading on Multiple Marketplaces — Partially Repealed Guidance

2007-015
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR

2.2 Manipulative and Deceptive Activities

3.1 Restrictions on Short Selling – Repealed

5.1 Best Execution of Client Orders – Repealed

5.2 Best Price Obligation – Repealed

7.1 Trading Supervision Obligations

Contact

Market Regulation Services Inc.

Download file version

2007-015
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR

2.2 Manipulative and Deceptive Activities

3.1 Restrictions on Short Selling – Repealed

5.1 Best Execution of Client Orders – Repealed

5.2 Best Price Obligation – Repealed

7.1 Trading Supervision Obligations

Contact

Market Regulation Services Inc.

Other Notices associated with this Enforcement Proceeding:

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