Tips for Traders Montreal – November 16, 2023

CIRO is pleased to invite you to attend “Tips for Traders Montreal”, which will take place on Thursday, November 16, 2023, from 4:30-5:30 pm (registration opens at 4:00 pm), at the Fairmont The Queen Elizabeth, Centre-Ville Room, lobby level, 900 Rene-Levesque West, Montreal. A reception will take place following the presentation.

While most of the presentation will be in English, some content will be delivered in French.

CIRO’s Alex Taylor, Vice-President, Market Surveillance, Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance (acting), and Michael Librizzi, Director, Trading, Montreal will highlight the following topics:

• Short Selling
• SEC Market Proposals – Canadian Consultation
• ETF Trading Review
• Surveillance Update (trends, cross asset and crypto)
• Incident Response Plan and Crisis Communication Centre Tests
• Cross Printing – Common Questions
• Issuer Market Structure Education Session

This event qualifies for Compliance CE credit. CE letters will be distributed at the conclusion of the presentation.

Register for the November 16 event.