Alert:
For more information on the cybersecurity incident, please visit the cybersecurity incident page.
Alert:
For more information on the cybersecurity incident, please visit the cybersecurity incident page.
CIRO is pleased to invite you to attend “Tips for Traders Toronto”, which will take place on Wednesday, October 29, from 4:30-5:30 pm (registration opens at 4:00 pm), at Arcadian Court, 401 Bay Street, Simpson Tower, 8th Floor. A reception will take place following the presentation.
CIRO’s Alex Taylor, Vice-President, Market Surveillance, Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance, and Michael Librizzi, Vice President, Trading Review & Analysis and Montreal Trading will highlight the following topics:
There will be 1.0 Compliance continuing education credit available under the Investment Dealer CE program and 1.0 Business Conduct (non-ethics) credit available under the Mutual Fund Dealer CE program. CE letters will be distributed at the conclusion of the presentation.
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.