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Sale of Securities Subject to Transfer Restrictions only in The United States
2005-028
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR
1.1 Definitions
3.1 Restrictions on Short Selling – Repealed
3.2 Prohibition on the Entry of Orders
Contact
Market Regulation Services Inc.
2005-028
Type: Rules Bulletin >
Market Integrity Notice
Distribute internally to
Trading
Legal and Compliance
Rulebook connection
UMIR
1.1 Definitions
3.1 Restrictions on Short Selling – Repealed
3.2 Prohibition on the Entry of Orders
Contact
Market Regulation Services Inc.
Other Notices associated with this Enforcement Proceeding:
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