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Updated Guidance – Margin treatment of registered account debit balances
22-0149
Type: Rules Bulletin >
Approval/Implementation
Distribute internally to
Corporate Finance
Operations
Regulatory Accounting
Senior Management
Rulebook connection
IIROC Rules
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IIROC is publishing an updated version of C-57 – RRSP Debit Balances, a Guidance Note describing the margin treatment of debit balances arising in registered accounts.
We updated this Guidance Note to reflect the current IIROC Rules and align with the standard Guidance Note template. The Guidance Note will be effective immediately.
Appendices
Appendix A – GN-FORM1-22-001 - Margin treatment of registered account debit balances
22-0149
Type: Rules Bulletin >
Approval/Implementation
Distribute internally to
Corporate Finance
Operations
Regulatory Accounting
Senior Management
Rulebook connection
IIROC Rules
Contact
Member Regulation Policy
Other Notices associated with this Enforcement Proceeding:
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