10.13 Exchange and Provision of Information by Market Regulators

Each Market Regulator shall provide information and other forms of assistance for market surveillance, investigative, enforcement and other regulatory purposes including the administration and enforcement of UMIR to:

1. a self-regulatory entity;
2. a self-regulatory organization in a foreign jurisdiction;
3. a securities regulatory authority;
4. a securities regulatory authority in a foreign jurisdiction; and
5. another Market Regulator.