Alert:
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Part 11 - Administration of UMIR
Defined Terms:
N1 21-101 section 1.1 – “regulation services provider”
UMIR section 1.1 – “Market Regulator”, “marketplace”, “Marketplace Rules” and “Trading Rules”
Regulatory History:
In connection with the recognition of IIROC and its adoption of UMIR, the applicable securities commissions approved an amendment to repeal and replace Rule 11.8 that came into force on June 1, 2008. See Footnote 1 in Status of Amendments.
Effective December 9, 2013, the applicable securities commissions approved amendments to the French version of UMIR. See IIROC Notice 13-0294 – Notice of Approval and Implementation – “Amendments to the French Version of UMIR” (December 9, 2013).
Effective September 1, 2016, the applicable securities commissions approved an amendment to repeal Rule 11.8 of UMIR. See IIROC Notice 16-0122 – “Implementation of the consolidated IIROC Enforcement, Examination and Approval Rules” (June 9, 2016).
There is no history log for this rule.
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