Tips for Traders Toronto – October 292025

25-0273
Type:
Education Bulletin

Contact

CIRO is pleased to invite you to attend “Tips for Traders Toronto”, which will take place on Wednesday, October 29, from 4:30-5:30 pm (registration opens at 4:00 pm), at Arcadian Court, 401 Bay Street, Simpson Tower, 8th Floor. A reception will take place following the presentation.

CIRO’s Alex Taylor, Vice-President, Market Surveillance, Sonali GuptaBhaya, Vice-President, Market Policy and Trading Conduct Compliance, and Michael Librizzi, Vice President, Trading Review & Analysis and Montreal Trading will highlight the following topics:

  • Surveillance Update – trends, cross-asset
  • Short Selling
  • Guidance Review Project
  • Halts

There will be 1.0 Compliance continuing education credit available under the Investment Dealer CE program and 1.0 Business Conduct (non-ethics) credit available under the Mutual Fund Dealer CE program. CE letters will be distributed at the conclusion of the presentation.

Register for the October 29 event.

25-0273
Type:
Education Bulletin

Contact

Other Notices associated with this Enforcement Proceeding:

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