Proposed Amendments Respecting the Trading of Derivatives on a Marketplace

Summary/details:

IIROC is publishing for comment proposed amendments (Proposed Amendments) to the Universal Market Integrity Rules (UMIR) and the Dealer Member Rules (DMR) / IIROC Rules (together, IIROC requirements) that would regulate the trading of listed derivatives on a marketplace for which IIROC acts as the regulation services provider (RSP).

Relevant documents:

Date opened: October 8, 2020

Comments Due By: December 7, 2020

Status: Closed

Bulletins about this consultation:

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