The Canadian Investment Regulatory Organization (CIRO) is publishing for comment Phase 2 of its Rule Consolidation Project rule proposals

The Canadian Investment Regulatory Organization (CIRO) is proposing to support and clarify the short selling framework under UMIR by:

On December 14, 2022, the United States Securities and Exchange Commission (SEC) published for comment four proposals to significantly change certain fundamental elements of U.S. market structure (SEC Proposed Amendments). The comment period closed on March 31, 2023.

The Canadian Investment Regulatory Organization (CIRO) is publishing for comment Phase 1 of its Rule Consolidation Project rule proposals. The Rule Consolidation Project will bring together the two member regulation rule sets currently applicable to investment dealers and to mutual fund dealers into one set of member regulation rules applicable to both categories of CIRO Dealer Members.