Highlights of CIRO’s 2024 – 25 Enforcement Report

Project Details:

Enforcement plays a key role in our mission to protect investors, provide efficient and consistent regulation, and build Canadians’ trust in financial regulation and the people managing their investments. CIRO’s Enforcement team pursues cases that prevent future wrongdoing and improve industry standards and practices.

Program Details

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Continuing Education Credit:
Investment Dealer CE Credit: Compliance: 0.5; Mutual Fund Dealer CE Credit: Business Conduct, Non-Ethics: 0.5
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