New CIRO Proficiency Model for Approved Persons of Investment Dealers — Exemptions, Recognition, Transition and Validity Provisions

Project Details:

The webcast features CIRO’s Harvey Asiedu-Akrofi, Legal Counsel, Proficiency, and Rita Kwok, Senior Proficiency Specialist. In this session, presenters will:

  • Provide an overview of the background and objectives of the Proficiency model;
  • Discuss the framework; and
  • Provide guidance on the Exemptions, Recognition, Transition and Validity Provisions in advance of the January 1, 2026 implementation date.

Program Details

Register for the webcast
Continuing Education Credit:
Investment Dealer CE Credit: Compliance: 0.5; Mutual Fund Dealer CE Credit: Does not qualify for MFD CE credits
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