New Proficiency Model: Investment Dealer Walk Through

Project Details:

Proficiency plays a key role in CIRO’s mission to protecting investors, to providing efficient and consistent regulation, and to building confidence in Canada’s capital markets. The new Proficiency model aims to raise the proficiency bar; allow for greater currency, relevancy, and responsiveness to industry changes; enable greater alignment with firm training; and lower the cost of licensing and remove entry barriers for end-users.

Program Details

Continuing Education Credit:
Investment Dealer CE Credit: Compliance: 0.5; Mutual Fund Dealer CE Credit: Does not qualify for MFD CE credits
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You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.