Proposed Amendments Respecting Disclosure of Information by Ombudsman Service to IIROC

Summary/details:

IIROC is publishing for comment proposed amendments (Proposed Amendments) to IIROC Rule 9500 (Rule 9500) to eliminate restrictions on information IIROC can receive from its approved ombudsman service, the Ombudsman for Banking Services and Investments (OBSI).

A blackline of Rule 9500 reflecting the Proposed Amendments is set out in Appendix A. A clean version of Rule 9500 reflecting the Proposed Amendments is set out in Appendix B.

Date opened: October 17, 2019

Comments Due By: November 18, 2019

Status: Closed

Bulletins about this consultation:

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