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Kazina, Andrew File Number 202028 Date Commenced: June 4, 2020 Date Concluded: November 24, 2025 Status Concluded Outcome Fine $313,500; Cost $37,500; Permanent Prohibition Relevant documents: File Re Kazina 2025 CIRO 01 File Kazina, Andrew - Order - 202028 (November 13, 2024) File Re Kazina 2023 CIRO 24 File Kazina, Andrew - Order - 202028 (November 21, 2022) File Kazina, Andrew - Order - 202028 (September 28, 2022) File Kazina, Andrew - Decision and Reasons (Motion) - 202028 (July 19, 2022) File Kazina, Andrew - Order - 202028 (March 24, 2022) File Kazina, Andrew - Decision and Reasons (Motion) - 202028 (February 9, 2022) File Kazina, Andrew - Reasons for Decision (Motion) - 202028 (January 6, 2021) File Kazina, Andrew - Order - 202028 (August 11, 2020) File Kazina, Andrew - Notice of Hearing - 202028 Notices about this Proceeding: 08/05/20 MFDA announces disciplinary proceeding in respect of Andrew Kazina Type: Hearing Notice 08/11/20 MFDA schedules dates for Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice 11/06/20 MFDA sets date for motion in the matter of Andrew Kazina Type: Hearing Notice 11/12/20 MFDA Hearing Panel hears motion in the matter of Andrew Kazina Type: Hearing Notice 01/06/21 MFDA Hearing Panel issues Reasons for Decision (Motion) in the matter of Andrew Kazina Type: Decision Notice 01/27/21 MFDA schedules next appearance in the matter of Andrew Kazina Type: Hearing Notice 02/04/21 MFDA Hearing Panel adjourns Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice 02/25/21 MFDA confirms hearing in the matter of Andrew Kazina Type: Hearing Notice 04/27/21 MFDA schedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice 05/04/21 MFDA adjourns Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice 05/07/21 MFDA reschedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice 05/12/21 MFDA schedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice 05/25/21 MFDA schedules dates for Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice 08/11/21 MFDA Hearing Panel confirms hearing dates in the matter of Andrew Kazina Type: Hearing Notice 08/12/21 MFDA schedules next appearance in the matter of Andrew Kazina Type: Hearing Notice 09/01/21 MFDA reschedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice 09/09/21 MFDA schedules next appearance in the matter of Andrew Kazina Type: Hearing Notice 10/06/21 MFDA Panel adjourns Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice 02/14/22 MFDA Hearing Panel issues Decision and Reasons (Motion) in the matter of Andrew Kazina Type: Decision Notice 02/28/22 MFDA schedules next appearance in the matter of Andrew Kazina Type: Hearing Notice 04/01/22 MFDA schedule hearing dates and announces venue in the matter of Andrew Kazina Type: Hearing Notice 07/20/22 MFDA Hearing Panel issues Decision and Reasons (Motion) in the matter of Andrew Kazina Type: Decision Notice 07/22/22 MFDA schedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice 09/28/22 MFDA Hearing Panel confirms hearing dates in the matter of Andrew Kazina Type: Hearing Notice 11/01/22 MFDA amends hearing dates in the matter of Andrew Kazina Type: Hearing Notice 11/16/22 MFDA Panel amends hearing start time in the matter of Andrew Kazina Type: Hearing Notice 11/17/22 MFDA Panel amends hearing start time in the matter of Andrew Kazina Type: Hearing Notice 11/18/22 MFDA Panel amends hearing start time in the matter of Andrew Kazina Type: Hearing Notice 11/22/22 MFDA Panel adjourns Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice 01/12/23 New SRO schedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice 01/20/23 New SRO reschedules continuation of Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice 04/12/23 New SRO Hearing Panel reserves judgment in the matter of Andrew Kazina Type: Decision Notice 11/28/23 CIRO Hearing Panel Finds Andrew Kazina Liable Type: Decision Notice 01/15/24 Interim appearance scheduled in the matter of Andrew Kazina Type: Hearing Notice 01/22/24 CIRO cancels interim appearance scheduled in the matter of Andrew Kazina Type: Hearing Notice 02/22/24 IN THE MATTER OF Andrew Kazina – Adjournment Type: Hearing Notice 04/05/24 Continuation of Sanctions Hearing in the matter of Andrew Kazina Type: Hearing Notice 06/11/24 IN THE MATTER OF Andrew Kazina – Adjournment Type: Hearing Notice 08/08/24 Continuation of Sanctions Hearing in the matter of Andrew Kazina Type: Hearing Notice 09/30/24 IN THE MATTER OF Andrew Kazina – Adjournment Type: Hearing Notice 11/28/24 CIRO Sanctions Andrew Kazina Type: Decision Notice 02/10/25 CIRO Hearing Panel Issues Reasons for Decision on Penalty in the matter of Andrew Kazina Type: Decision Notice 02/19/25 IN THE MATTER OF Andrew Kazina – Review Requested Type: Hearing Notice 11/28/25 IN THE MATTER OF Andrew Kazina – Review Decision Type: Decision Notice
08/11/20 MFDA schedules dates for Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice
01/06/21 MFDA Hearing Panel issues Reasons for Decision (Motion) in the matter of Andrew Kazina Type: Decision Notice
02/04/21 MFDA Hearing Panel adjourns Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice
05/07/21 MFDA reschedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice
05/25/21 MFDA schedules dates for Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice
08/11/21 MFDA Hearing Panel confirms hearing dates in the matter of Andrew Kazina Type: Hearing Notice
09/01/21 MFDA reschedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice
10/06/21 MFDA Panel adjourns Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice
02/14/22 MFDA Hearing Panel issues Decision and Reasons (Motion) in the matter of Andrew Kazina Type: Decision Notice
04/01/22 MFDA schedule hearing dates and announces venue in the matter of Andrew Kazina Type: Hearing Notice
07/20/22 MFDA Hearing Panel issues Decision and Reasons (Motion) in the matter of Andrew Kazina Type: Decision Notice
09/28/22 MFDA Hearing Panel confirms hearing dates in the matter of Andrew Kazina Type: Hearing Notice
11/22/22 MFDA Panel adjourns Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice
01/12/23 New SRO schedules date for next appearance in the matter of Andrew Kazina Type: Hearing Notice
01/20/23 New SRO reschedules continuation of Hearing on the Merits in the matter of Andrew Kazina Type: Hearing Notice
04/12/23 New SRO Hearing Panel reserves judgment in the matter of Andrew Kazina Type: Decision Notice
01/22/24 CIRO cancels interim appearance scheduled in the matter of Andrew Kazina Type: Hearing Notice
02/10/25 CIRO Hearing Panel Issues Reasons for Decision on Penalty in the matter of Andrew Kazina Type: Decision Notice