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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Fortes, Rhea | 27 November 2018 | $42,500 | ON | None |
| Franco, Michael | 25 January 2011 | $45,000 | AB | Partial |
| Frank, Gabriel | 26 June 2015 | $410,000 | ON | None |
| Fridgant, Mark | 10 October 2004 | $125,000 | ON | None |
| Gable, Donald Lorne | 17 January 2024 | $43,500 | AB | Partial |
| Gaminde, Hazel | 24 June 2014 | $5,000 | ON | None |
| Gareau, Kenneth | 2 January 2012 | $167,383 | SK | None |
| Gaudreault, Jean Yves | 23 March 2015 | $18,000 | QC | None |
| Gaunt, Geoffrey | 20 September 2013 | $45,000 | NS | None |
| Gebert, Jeffrey Edward | 14 November 2016 | $295,000 | ON | None |
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