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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Dirani, Wasseem | 5 February 2014 | $45,600 | ON | Partial |
| Dirani, Wasseem | 23 March 2016 | $278,000 | ON | None |
| Dixon, Walter | 11 October 2017 | $57,500 | ON | None |
| Dorrington, Francis Dwight | 9 July 2015 | $30,000 | ON | None |
| Dorzek, Anthony | 24 January 2017 | $85,000 | ON | None |
| Douglas, Brenda | 5 September 2018 | $107,500 | ON | Partial |
| Du, Fangzhou | 29 March 2022 | $22,500 | AB | None |
| Dubois, Daniel | 18 February 2014 | $35,724 | QC | Partial |
| Duchaine, Steve | 27 July 2015 | $67,504 | ON | None |
| Dudding, Guy | 17 December 2021 | $1,010,600 | ON | None |
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