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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Duke, Dean Shannon | 27 October 2011 | $20,000 | BC | None |
| Dunlop, Jeffrey | 4 September 2018 | $25,000 | ON | Partial |
| Dy, Purisima | 9 November 2009 | $52,500 | ON | None |
| Dziadecki, Leszek | 30 January 2024 | $330,000 | ON | None |
| Eagan, Conrad | 2 February 2016 | $5,015,000 | ON | None |
| Elue, Afam | 15 July 2014 | $22,500 | ON | Partial |
| Elwood, John | 19 August 2020 | $37,500 | ON | None |
| Emery, David | 19 March 2015 | $35,000 | ON | Partial |
| Esson, Nancy | 17 June 2010 | $27,000 | ON | None |
| Everest, Christopher | 15 May 2019 | $10,000 | ON | Partial |
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