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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Hayat, Omar | 29 April 2013 | $12,500 | ON | None |
| Headley, Stephan glenroy | 21 February 2006 | $157,500 | ON | None |
| Heakes, William | 20 March 2019 | $22,500 | ON | Partial |
| Henderson, William | 5 May 2015 | $35,000 | ON | None |
| Henry, Lorne | 11 May 2007 | $360,000 | ON | None |
| Henry, Paul | 29 March 2010 | $12,500 | ON | None |
| Henschel, Stuart | 12 August 2014 | $257,500 | AB | None |
| Henschel, Stuart | 12 August 2014 | $257,500 | AB | None |
| Hesselink, Christiaan | 16 October 2013 | $407,500 | ON | None |
| Hewat, Richard | 20 December 2018 | $10,000 | ON | None |
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