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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Howell, Shaun Wayne | 2 December 2016 | $510,000 | AB | None |
| Hsueh, Bill | 26 April 2012 | $2,500 | ON | None |
| Huang, Henry | 10 August 2016 | $32,500 | ON | None |
| Huang, Lisa | 21 October 2016 | $57,500 | ON | None |
| Huang, Xiaodan | 30 October 2013 | $25,000 | ON | None |
| Hunt, Barry | 6 May 2014 | $55,000 | ON | None |
| Husain, Mohammed | 15 March 2016 | $7,500 | BC | None |
| Husebye, Kim | 26 May 2016 | $30,000 | ON | None |
| Hylton, Rholyn | 30 October 2018 | $60,000 | ON | Partial |
| Igra, Irwin | 22 June 2009 | $12,500 | ON | Partial |
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