Alert:
For more information on the cybersecurity incident, please visit the cybersecurity incident page.
Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Hill, Albert | 10 June 2009 | $32,500 | ON | None |
| Ho, Kitty | 29 June 2015 | $82,500 | ON | None |
| Hoard, Graham | 23 February 2011 | $107,500 | AB | None |
| Hodge, Craig | 18 May 2013 | $90,000 | ON | None |
| Hoffar, Matthew Douglas | 20 February 2012 | $60,000 | BC | None |
| Holmes, Robert Bruce | 16 April 2014 | $125,000 | BC | None |
| Horvath, Martin | 22 October 2009 | $22,500 | ON | None |
| Hoshizaki, Vance Virgil | 13 December 2017 | $520,000 | ON | None |
| Hothi, Rajvir | 9 September 2020 | $96,500 | AB | None |
| Hounsome, Kathleen | 7 May 2015 | $2,500 | BC | Partial |
Welcome to CIRO.ca!
You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.