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Unpaid Fines Report
The Unpaid Fines Report is for information purposes only and is updated on a quarterly basis. The report lists individuals who failed to pay fines, disgorgement, or the costs imposed as a result of an enforcement proceeding before a CIRO Hearing Panel (or a prior IIROC or MFDA Hearing Panel).
Updated as of December 31, 2024
Unpaid Fines Report
| Individual | Date of Penalty Decision or Settlement Agreement | Amount of Fine, Disgorgement (if any) and/or costs | Province | Amount Paid |
|---|---|---|---|---|
| Latour, Gilles | 19 December 2016 | $910,000 | ON | None |
| Laverdiere, Luc Marc | 3 May 2010 | $22,500 | BC | None |
| Lavoie, Frédéric | 3 September 2013 | $85,000 | QC | Partial |
| Law, Saveth | 5 February 2019 | $57,500 | AB | None |
| Leclair, Joplin | 22 August 2008 | $267,500 | ON | None |
| Lee, Cheng Han | 14 November 2012 | $60,000 | BC | None |
| Lee, Chris | 6 June 2019 | $1,476,500 | ON | Partial |
| Lee, Gabriel Ka Leung | 9 March 2013 | $80,000 | AB | None |
| Lee, Hyun Chul | 21 July 2016 | $160,000 | BC | None |
| Legare, Marlene | 10 June 2011 | $85,000 | BC | None |
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